Page 57 - TACC 2023 Program

About 414 Capital
414 Capital’s core activity is advising clients on mergers and acquisitions. The team applies best practices acquired from global
investment banks and the highest ethical and professional standards to engagements. Advisory mandates include buy-side and sell-
side assignments, as well as special situations including management buyouts, auctions, leveraged recapitalizations, business
separations and distressed sales. The Firm frequently engages in long-term collaboration agreements with its clients to assist in the
execution of inorganic growth strategies. The Firm has gained unrivaled positioning as the trusted advisor to multinational corporates
and private equity funds in cross-border transactions, particularly outbound investments and regional divestitures

Footprint in
Established in the US and the +100 +21,000 +USD 15.2 bn
M&A
+30
2009 in New rest of the professionals transactions valuations structured
York Americas closed performed and placed

Services 414 Capital has gained unrivaled positioning as the trusted advisor to multinational corporates
and private equity funds in cross-border transactions, particularly outbound investments and
Mergers & Acquisitions regional divestitures
• Sell-Side Representation Industries
• Buy-Side Representation
• Family-Owned Companies Business Services Consumer Products Financial Institutions
• Sponsor-Backed Companies
• Corporate Carveouts § Applied Technologies § Apparel & Luxury Goods § Fintech
§ Beverages
§ Communications
• Divestitures § RIAs
§ Human Resources & § Food § Insurance & Insurance
Corporate Finance Staffing § Food Distribution Services
• Capital Raising § Information Technology § Household Products § Depository Institutions
• Refinancing § Sales & Marketing § Personal Care Products § Broker Dealers / Asset
• Financial Restructuring Services § Automotive Managers
§ Payment Processing
Business Valuation § Security
• Portfolio Valuation
• Event-Driven Valuation Healthcare Industrials Technology
• Fairness & Solvency Opinions § Facilities § Aerospace & Defense § E-Learning
• Shareholder Disputes § Life Sciences § Automotive & § E-Commerce
• Expert Testimony § Medical Devices & Transportation § Manufacturing & Assembly
• Impairment tests for tangible / § Technology § Building Products Tech
intangible assets § Health Care IT § Chemicals & Materials § IT Services / Cyber Security
§ Home Healthcare & § Industrial Technologies § Telecommunications
Consulting Services Hospice § Environmental § Semiconductors
• Balance sheet optimization § Alternate Site Facilities Technologies § Audio / Video / Lighting /
• Optimal capital structure analyses § Healthcare Products § Plastics & Packaging Media
• Cost of capital determination
• Debt allocation
• Corporate and institutional 52% 44% 54%
3
investment strategy Global transactions¹ Publicly-listed parties 2 Repeat / recurring clients
• Portfolio / business line rationalization
• Liability management strategies Last five years. 1. Includes multinational clients and/or foreign counterparts. 2. Includes clients and/or counterparts listed on public markets. 3.
Includes client's hat have retained the firm for at least two different projects
414 Capital
www.414capital.com Dallas | Miami | Mexico City | Nashville