Page 176 - TACC 2023 Program

Advising middle market companies to
successful conclusions for capital raising
and M&A transactions.

M&A | Capital | Strategy

Westlake Securities Industry Sector Experience

Founded in 2003 and based in Austin,
BUSINESS &

Westlake Securities serves as a trusted FINANCIAL SERVICES ENERGY
advisor to companies undergoing merger,
acquisition, sale, capital raise and/or
refinancing events. The Firm’s principals INDUSTRIAL /
have deep experience in investment MANUFACTURING
banking, private equity, corporate TECHNOLOGY
operations and debt structuring. We view Breakdown of

clients as partners, working closely with 50 Recent Deals
them to develop a deep understanding of
their businesses and objectives.

Recent Deal Highlights HEALTHCARE
CONSUMER PRODUCTS
CPG / FOOD / BEV
The undersigned advised The undersigned advised

Our deal professionals have closed in excess of $5.7 billion in closed
debt, securities, and M&A transactions and are experienced across a
Senior Financing
Sale of Company to range of industries to assist with your specific objectives.

Typical Client Profile Deal Services and Types

The undersigned advised The undersigned advised
Enterprise value of
Investment Banking, Fractional CFO
$10MM - $250MM and CMO Services, Accounting

Growth Capital In the
Owner-operated or
• Senior debt • Divestitures
Investment Acquisition of family-owned seeking:
• Unitranche • Recapitalizations
• Full liquidity with an
• Junior and
• Management

institutional-quality mezzanine debt buyout
transaction
• Structured equity • Ownership
The undersigned advised The undersigned advised restructuring
• Partial liquidity with
• Preferred equity
a recapitalization • Debt

Sale of Company to Sale of Company to • Common equity restructuring
• Growth to liquidity
with a combination
• Sell-side • PIPEs
A Portfolio Company of: A Portfolio Company of: representation
of capital raising
• ESOPs
and/or M&A • Buy-side
representation

Westlake Securities

DISCLOSURE: Investment Banking Services and Securities offered through FNEX Capital, LLC, Member of FINRA and SIPC.

Westlake Securities is not affiliated with FNEX Capital.